Open Here This is a sample starter document for creating client instructions to include when mailing, or sending via e-signature, client packets for account transfers. I advise speaking with your…
Open Here This is a list of some of the most frequent questions advisors get from their clients during a transition. Take the time to craft clear, simple answers to…
Open Here This is a general outline of the article I wrote for Kitces.com. I suggest reading the article in full to better understand this document. You can read it here.
Ever since Morgan Stanley and UBS left the Broker Protocol, there’s been a bit of anxiety amongst advisors. While the decisions to leave were made to discourage advisors from severing…
The RIA industry has grown quickly over the last few years. As general awareness of the industry has increased over time, so too has its popularity. For years, the focus…
Broker Protocol is a touchy subject these days. Are they in? Are they out? There’s a lot of trepidation about the topic. After all, the Protocol itself states that any…
When it comes to advisor transitions, especially when leaving a wirehouse to start or join an RIA, there are a number of things to consider. I recently read a great article written…
Work-life balance is the balance between time allocated for work and other aspects of life that an individual seeks. So how does one achieve this balance when there's no calculation…
The landscape of the wealth management industry is rapidly changing. The establishment of independent practices is on the rise and many of those firms are looking to ramp up their…
Watch Grier Rubeling, owner/operator of Advisor Transition Services, talk about how her services can add value during your transition.