Raymond James vs Charles Schwab – An RIA Model Comparison
Choosing a custodian is an important decision when starting an RIA. The problem is, it’s hard to find objective research on the subject.
Why You Should Be Using Canva for Your Small Business and 10 Things You Can Make With It Right Now
Ever wonder how other entrepreneurs make content creation and distribution look so easy? How they make such creative and engaging graphics?
Budget Worksheet – Startup RIA Cost Calcuator
Open Here This is a starter template for advisors to use when leaving a protocol firm. Please speak with an attorney before making any major decisions. Reach out via my…
Protocol Spreadsheet Template
Protocol Spreadsheet Template
Open Here This is a starter template for advisors to use when leaving a protocol firm. Please speak with an attorney before making any major decisions. Reach out via my…
Master Spreadsheet Template
Master Spreadsheet Template
Open Here This is a starter template for advisors who want to keep track of their progress during the transition process. It can also be used to import client data…
Data Gathering Lists PDF
Data Gathering Lists – PDF
Open Here These are general starter lists for understanding the information that is needed from a client in order to open a new account and establish the proper features. It…
Client Info Gathering Form Excel
Client Info Gathering Form – Excel
This is a starter template for advisors who want to customize their own client information gathering sheet. It is not a complete list and some items may not be required. Please consult with your custodian for specifics.
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Client Info Gathering Form PDF
Client Info Gathering Form – PDF
Open Here This is a PDF version of the Client Information Gathering Form I created in Excel. If you'd like to customize this document, start with the Excel version. Reach…
Resignation Letter Template
Resignation Letter Template
Open Here This is a starter letter template for advisors who don't want to start off their transition by burning bridges. Keep it simple. Keep it professional. Remember the end…
Client Announcement Letter
Client Announcement Letter Template
Open Here This is a starter letter template for advisors to send clients a physical letter or email upon resignation from their current firm. Control the narrative. Inform the clients…